CD
CD
Charles Dougherty
45 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
Charles Dougherty is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2002Denied
Other Business Activities
Charles is an officer and director at Rainy Lake Houseboats, a boat rental company, since 2000. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2009 - June 2009 · 1 mo
Citigroup Global Markets INC.Broker
April 2009 - June 2009 · 2 mos
Wachovia Securities, LLC
July 2003 - April 2009 · 5 yrs 9 mos
Wachovia Securities, LLCBroker
July 2003 - April 2009 · 5 yrs 9 mos
Prudential Securities Incorporated
January 1997 - July 2003 · 6 yrs 6 mos
Prudential Securities IncorporatedBroker
September 1989 - July 2003 · 13 yrs 10 mos
Thomson Mckinnon Securities INC.Broker
October 1980 - September 1989 · 8 yrs 11 mos
J. P. Holdahl & Assoc., INC.Broker
July 1980 - July 1981 · 1 yr
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.