MC
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Michael Collins

46 Years of Experience
Colorado Springs, CO
1 DisclosureBroker

Michael Collins is a registered investment advisor at UBS Financial Services INC., based in Colorado Springs, CO, with 46 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

90 South Cascade Ave, Suite 930, Colorado Springs, CO, 80903

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History

Regulatory History (1)
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Customer Dispute
August 2009
Denied
Other Business Activities

Michael owns Vintage's Wine and Spirits, which has been open since 1997. He spends a few hours per week on this business, outside of working hours.

Employment History
Current Registrations
UBS Financial Services INC.
April 2009 - Present · 17 yrs 6 mos
UBS Financial Services INC.
April 2009 - Present · 17 yrs 6 mos
UBS Financial Services INC.Broker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
March 2001 - May 2009 · 8 yrs 2 mos
Citigroup Global Markets INC.Broker
February 1987 - May 2009 · 22 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1982 - March 1987 · 4 yrs 4 mos
Manley, Bennett, Mcdonald & COBroker
July 1980 - December 1982 · 2 yrs 5 mos
State Registrations20 states
AZCACOFLGAHIILKSMAMIMOMTNCNMOHSCTXUTVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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