MD
CFP
MD
CFP

Melanie Duguid

18 Years of Experience
Northbrook, IL
BrokerSells Insurance

Melanie Duguid is a CFP-designated registered investment advisor, based in Northbrook, IL, with 18 years of industry experience.

Location

1466 Techny Road, Northbrook, IL, 60062

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Melanie is involved with COE Financial Group, Midwest Insurance Brokerage, Inc., and Ohio National Company, all related to insurance, dedicating minimal time to each. She also serves as treasurer for Tri-Con Community Nursery Center, a non-profit organization, since 2008.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 4 yrs
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 10 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
May 2007 - July 2012 · 5 yrs 2 mos
First Allied Securities, INC.Broker
March 2007 - September 2022 · 15 yrs 6 mos
State Registrations11 states
AZCACOFLIAIDILNCNMTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.