Lance Armenta is a registered investment advisor at Shufro, Rose & CO., LLC, based in New York, NY, with 4 years of industry experience. Lance operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 1,338 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Shufro Rose & Co. charges an annual investment advisory fee based on the value of your portfolio, paid quarterly. The fee generally ranges from 0.65% to 1.50% per year. The firm may, at its discretion, waive or reduce fees for specific accounts. Fees are deducted from your account, and the charge is shown on your monthly statement.
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Shufro, Rose & CO., LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Sanford C. Bernstein & CO., LLCBroker
Alliancebernstein L.P.
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.