CE
CFP
CE
CFP

Carter Ewing

6 Years of Experience
Overland Park, KS
Broker

Carter Ewing is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 6 years of industry experience. Carter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10955 LOWELL AVE STE 900, 910, 920, 100, and 200, Overland Park, KS, 66210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carter is a Planning Team Associate at Prosperity Advisors, LLC, a financial services DBA, spending full-time hours assisting with portfolio planning activities. Carter also refers clients to a CPA at Prosperity Tax Center, LLC, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
Cetera Advisors LLC
June 2020 - March 2024 · 3 yrs 9 mos
State Registrations22 states
ARAZCACOFLILKSMIMNMOMSNCNENMNVNYOHORSCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.