Christopher Smallwood is a registered investment advisor, based in Red Bank, NJ, with 3 years of industry experience.
Location
199 Broad Street, Red Bank, NJ, 07701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is a Registered Representative/Investment Advisor Representative at Smallwood Wealth Management, dedicating full-time hours to providing financial services. He is also an insurance agent at Smallwood Associates, LTD, but spends no time on this activity.
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
Smallwood Wealth Management
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
State Registrations10 states
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