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CFP

Mark Carnes

Cetera Investment Advisers LLC
46 Years of Experience
Overland Park, KS
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Carnes is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 46 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

10955 Lowell Ave Ste 920, Overland Park, KS, 66210

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History

Regulatory History (1)
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Customer Dispute
May 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark sells fixed insurance, including life, disability, and annuities, as well as long-term care insurance. He is also a one-third owner of Prosperity Wealth Management LLC, dedicating nearly full-time hours to financial services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLC
January 2004 - Present · 22 yrs 9 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
January 2004 - March 2024 · 20 yrs 2 mos
Prosperity Network, INC
October 1999 - December 2004 · 5 yrs 2 mos
Vestax Securities Corporation
June 1999 - January 2004 · 4 yrs 7 mos
Vestax Securities CorporationBroker
May 1999 - January 2004 · 4 yrs 8 mos
Lincoln Financial Advisors CorporationBroker
June 1989 - May 1999 · 9 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
June 1989 - May 1999 · 9 yrs 11 mos
W. S. Griffith & CO., INC.Broker
March 1986 - June 1989 · 3 yrs 3 mos
Hess Investment CO.Broker
August 1980 - May 1986 · 5 yrs 9 mos
State Registrations15 states
ARCACOFLGAKSMIMONENMSCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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