Craig Frolich is a registered investment advisor, based in Huntington Beach, CA, with 45 years of industry experience.
Location
18600 Main Street, Suite 220, Huntington Beach, CA, 92648
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Regulatory History (1)
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Customer Dispute
September 1999Denied
Other Business Activities
Craig is a board member of Scipio DBA Timberoakes Shopping Center (since 1997) and president of CM First Capital Corp (since 2003). He also serves as Vice President of Arkad Operating Corp. and Limited Partner of Vista Blue Resorts, LLC, both real estate ventures, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2026 - Present · 2 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cm First Capital CORP.
October 2003 - Present · 22 yrs 7 mos
Previous Registrations
First Allied Securities, INC.Broker
June 2005 - September 2022 · 17 yrs 3 mos
Round Hill Securities, INC.Broker
October 2003 - June 2005 · 1 yr 8 mos
Hollencrest Capital ManagementBroker
April 1999 - November 2003 · 4 yrs 7 mos
Prudential Securities IncorporatedBroker
October 1992 - April 1999 · 6 yrs 6 mos
Lehman Brothers INC.Broker
August 1982 - November 1992 · 10 yrs 3 mos
Paine, Webber, Jackson & Curtis INC.Broker
August 1980 - September 1982 · 2 yrs 1 mo
State Registrations14 states
ALAZCAHIMIMSNCNJNVNYTNTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.