Craig Frolich
Craig Frolich is a registered investment advisor at Cetera Investment Advisers LLC, based in Huntington Beach, CA, with 46 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
18600 Main Street Suite 220, Huntington Beach, CA, 92648
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 1999Other Business Activities
Craig is a board member of Scipio DBA Timberoakes Shopping Center (since 1997) and president of CM First Capital Corp (since 2003). He also serves as Vice President of Arkad Operating Corp. and Limited Partner of Vista Blue Resorts, LLC, both real estate ventures, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cm First Capital CORP.
Previous Registrations
First Allied Securities, INC.Broker
Round Hill Securities, INC.Broker
Hollencrest Capital ManagementBroker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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