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Rodney Rich

Ameriprise Financial Services, LLC
42 Years of Experience
Bellevue, WA
2 DisclosuresBroker
View SEC Summary
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Rodney Rich is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bellevue, WA, with 42 years of industry experience. Rodney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

929 108th Ave NE Ste 1200, Bellevue, WA, 98004

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2024
Settled
Customer Dispute
October 2012
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 6 mos
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
Metlife Securities INC.
August 2003 - May 2016 · 12 yrs 9 mos
Metlife Securities INC.Broker
March 2001 - May 2016 · 15 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
March 2001 - July 2007 · 6 yrs 4 mos
Ascend Financial Services, INC.Broker
August 1997 - March 2001 · 3 yrs 7 mos
Guardian Investor Services CorporationBroker
March 1996 - November 1996 · 8 mos
Manequity, INC.Broker
December 1993 - February 1995 · 1 yr 2 mos
Sentra Securities CorporationBroker
January 1990 - December 1991 · 1 yr 11 mos
Monarch Securities, INC.Broker
August 1980 - December 1989 · 9 yrs 4 mos
State Registrations10 states
AZCACOFLIDILORTNVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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