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Raymond Tucker

46 Years of Experience
Fort Worth, TX
1 DisclosureBroker

Raymond Tucker is a registered investment advisor at Wells Fargo Advisors, based in Fort Worth, TX, with 46 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

201 Main St, Ste 1700, Fort Worth, TX, 76102

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1991
Award / Judgment
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2009 - Present · 17 yrs 7 mos
Wells Fargo Advisors
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
January 2004 - April 2009 · 5 yrs 3 mos
Citigroup Global Markets INC.Broker
January 2004 - April 2009 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1990 - January 2004 · 13 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 1990 - January 2004 · 13 yrs 5 mos
Prudential-Bache Securities INC.Broker
September 1987 - September 1990 · 3 yrs
Swink & Company, INC.Broker
August 1980 - September 1987 · 7 yrs 1 mo
State Registrations43 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMIMNMOMSMTNCNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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