RS
RS

Robert Sutton

42 Years of Experience
Garden City, NY
1 DisclosureBroker

Robert Sutton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Garden City, NY, with 42 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

401 Franklin Ave, Ste 101 & Ste 103, Garden City, NY, 11530

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1998
Award / Judgment
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 3 mos
Ameriprise Financial Services, LLC
June 2012 - Present · 14 yrs 1 mo
Ameriprise Financial Services, LLCBroker
June 2012 - Present · 14 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, INC.
June 2012 - December 2016 · 4 yrs 6 mos
Ameriprise Financial Services, INC.
February 2010 - June 2012 · 2 yrs 4 mos
Ameriprise Financial Services, INC.Broker
February 2010 - June 2012 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
September 2008 - December 2008 · 3 mos
Ameriprise Financial Services, INC.Broker
August 2008 - December 2009 · 1 yr 4 mos
Citigroup Global Markets INC.
May 2007 - November 2007 · 6 mos
Citigroup Global Markets INC.Broker
May 2007 - November 2007 · 6 mos
Citicorp Investment Services
October 2002 - May 2007 · 4 yrs 7 mos
Citicorp Investment ServicesBroker
March 2002 - May 2007 · 5 yrs 2 mos
Salomon Smith Barney INC.Broker
October 1995 - February 2002 · 6 yrs 4 mos
Smith Barney INC.Broker
July 1993 - May 1995 · 1 yr 10 mos
Lehman Brothers INC.Broker
July 1990 - July 1993 · 3 yrs
Painewebber IncorporatedBroker
April 1983 - September 1988 · 5 yrs 5 mos
Prudential-Bache Securities INC.Broker
February 1981 - April 1983 · 2 yrs 2 mos
Ross, Stebbins INC.Broker
September 1980 - February 1981 · 5 mos
State Registrations9 states
CTFLGAMENCNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.