Kristin Griffin is a registered investment advisor, based in Austin, TX, with 6 years of industry experience.
Location
3711 S Mopac Expy, Suite 150, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kristin works as an Investment Adviser Representative for 49 Wealth Management, dedicating nearly all of her time to this role. She is also a Fixed Insurance Sales Agent for 49 Financial and a Registered Representative for Oakwood Capital Securities, spending about 10% of her time on the former.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
Oakwood Capital Securities, INC.
49 Financial
Previous Registrations
Thrivent Advisor Network, LLC
Purshe Kaplan Sterling InvestmentsBroker
AXA Advisors, LLCBroker
State Registrations21 states
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