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JH
CFA
JH
CFA

John Heidenreich

R. F. Lafferty & CO., INC.
44 Years of Experience
New York, NY
Broker
View SEC Summary
View SEC Summary

John Heidenreich is a CFA-designated registered investment advisor at R. F. Lafferty & CO., INC., based in New York, NY, with 44 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 125 clients with $130M in assets under management.

R. F. Lafferty & CO., INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
16 advisors
Number of Clients
125 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$129.8M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.50%
$500K - $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.5M1.50%
$2.5M+1.25%

All fees are negotiable. Fees for accounts over $5,000,000 are fully negotiable. Minimum advisory account size is $25,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 Wall Street Suite 3602, New York, NY, 10005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a director (uncompensated) for the National Investment Banking Association, helping plan their annual conference for minimal time. He also has a personal LLC for income deposits, requiring minimal time.

Employment History
Current Registrations
R. F. Lafferty & CO., INC.
March 2018 - Present · 8 yrs 7 mos
R. F. Lafferty & CO., INC.
June 2015 - Present · 11 yrs 4 mos
R. F. Lafferty & CO., INC.Broker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Edi Financial, INC.Broker
October 2014 - June 2015 · 8 mos
Spencer Trask Ventures, INC.Broker
June 2000 - August 2014 · 14 yrs 2 mos
Chase Investment Services CORP.Broker
September 1996 - March 2000 · 3 yrs 6 mos
Chemical Investment Services CORP.Broker
May 1995 - September 1996 · 1 yr 4 mos
Citicorp Investment ServicesBroker
October 1993 - November 1994 · 1 yr 1 mo
Janney Montgomery Scott INC.Broker
March 1989 - November 1992 · 3 yrs 8 mos
Gruntal & CO. IncorporatedBroker
February 1988 - April 1989 · 1 yr 2 mos
L. F. Rothschild & CO. IncorporatedBroker
October 1982 - February 1988 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1980 - October 1982 · 2 yrs 1 mo
State Registrations18 states
AZCACTFLGAILKSMAMDMINCNJNMNYRISDTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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