Dennis Hammond
Dennis Hammond is a registered investment advisor at First Trust Advisors LP, based in West Palm Beach, FL, with 35 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 5,731 clients with $310B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees vary by strategy, ranging from 0.00% to 1.00% annually depending on the specific separately managed account strategy chosen.
Fee Estimator
Location
West Palm Beach, FL
Get directionsHistory
Regulatory History (2)
Financial
September 2021Financial
March 2020Other Business Activities
Dennis is a minority owner of Entwood Holdings LLC, a director of Strenta Fund I, Ltd, and CEO of Hammond Group LLC. He also serves as a board member for World Harvest Missions and a member of The Francesco Collaborative, dedicating minimal time to each.
Employment History
Current Registrations
First Trust Advisors LP
First Trust Portfolios L.P.
First Trust Portfolios L.P.Broker
Previous Registrations
First Trust Direct Indexing L.P.
Sunpointe Investments
Hammond Associates
Porter & Hammond Services, INC.Broker
Investment Management & Research, INCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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