Dennis Hammond
Dennis Hammond is a registered investment advisor at First Trust Advisors LP, based in Augusta, GA, with 35 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,033 clients with $260B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
First Trust Advisors (FTA) provides investment advice through separately managed accounts (SMAs). The fees for these services are listed in the FTA Fee Schedule. These fees do not include custody, trade execution, or other account service fees. Clients may also indirectly bear the expenses of funds their SMAs invest in. The advisory fees are assessed quarterly, generally in advance, but may be assessed in arrears for certain wrap programs. Refunds are prorated if an SMA is closed before the end of a quarter, but may not be refunded if closed in the last 30 days of a quarter.
Location
Augusta, GA
Get directionsHistory
Regulatory History (2)
Financial
September 2021Financial
March 2020Other Business Activities
Dennis is a minority owner of Entwood Holdings LLC, a director of Strenta Fund I, Ltd, and CEO of Hammond Group LLC. He also serves as a board member for World Harvest Missions and a member of The Francesco Collaborative, dedicating minimal time to each.
Employment History
Current Registrations
First Trust Advisors LP
First Trust Portfolios L.P.
First Trust Portfolios L.P.Broker
Previous Registrations
First Trust Direct Indexing L.P.
Sunpointe Investments
Hammond Associates
Porter & Hammond Services, INC.Broker
Investment Management & Research, INCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.