MD
MD
Michael Dalton
6 Years of Experience
Charlotte, NC
1 DisclosureBroker
Michael Dalton is a registered investment advisor at Vanguard Advisers, INC., based in Charlotte, NC, with 6 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 817,328 clients with $300B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2210 advisors
IM Fee
Planning only
Assets Under Management
$300.4B
Fee Structure
Vanguard Situational Advisor offers a one-time financial plan consultation for a fee:
- New Model: $250, potentially paid by the participant, the plan sponsor, or a combination of both.
- Legacy Model:
- $250 for participants with $50,000 to $500,000 in total Vanguard assets.
- $1,000 for participants with less than $50,000 in total Vanguard assets. Fee waivers are available for participants with over $500,000 in total Vanguard assets or who are over age 55.
One-Time Plan:$250 - $1,000
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Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
Get directionsHistory
Regulatory History (1)
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Criminal
February 2016Final Disposition
Other Business Activities
Michael is an employee of The Vanguard Group, Inc.
Employment History
Current Registrations
Vanguard Advisers, INC.
July 2021 - Present · 4 yrs 10 mos
Vanguard Marketing Corporation
November 2019 - Present · 6 yrs 6 mos
Vanguard Marketing CorporationBroker
November 2019 - Present · 6 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.