James Cosgriff is a CFP-designated registered investment advisor, based in Buffalo, NY, with 6 years of industry experience.
Location
1207 Delaware Avenue, Suite 102, Buffalo, NY, 14209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James owns Cosgriff Wealth Management, LLC, dedicating full-time hours to providing investment and financial planning services. He also owns residential rental property, spends minimal time on it, sells fixed annuities through Northcoast Brokerage/Capitas Financial (a few hours per week), and owns JHC Tax Services, spending about 10-20% of his time preparing taxes for wealth management clients.
Employment History
Current Registrations
Independent Financial Partners
Ifp Securities, LLC
Ifp Securities, LLCBroker
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations3 states
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