CR
CR
Charles Rudnick
39 Years of Experience
New York, NY
1 DisclosureBroker
Charles Rudnick is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
New York, NY
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Regulatory History (1)
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Financial
February 2017Final
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2019 - Present · 7 yrs 4 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
May 2012 - September 2016 · 4 yrs 4 mos
Credit Suisse Securities (USA) LLCBroker
May 2007 - May 2012 · 5 yrs
Lehman Brothers INC.Broker
October 2000 - June 2007 · 6 yrs 8 mos
Bear, Stearns & CO. INC.Broker
May 1994 - October 2000 · 6 yrs 5 mos
Smith Barney INC.Broker
July 1993 - June 1994 · 11 mos
Lehman Brothers INC.Broker
December 1991 - July 1993 · 1 yr 7 mos
Bny Securities, INC.Broker
July 1987 - August 1990 · 3 yrs 1 mo
Drexel Burnham Lambert IncorporatedBroker
March 1984 - August 1985 · 1 yr 5 mos
Rauscher Pierce Refsnes, INC.Broker
June 1983 - December 1983 · 6 mos
State Registrations14 states
CACOCTFLKYMANCNJNYOKPATNTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.