James Combs is a CFP-designated registered investment advisor, based in Cheshire, CT, with 6 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
680 South Main St, Ste 204, Cheshire, CT, 06410
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James works as a financial professional for Covenant Wealth Advisers, a DBA for investments, dedicating full-time hours to this role. This activity is investment-related.
Employment History
Current Registrations
Cetera Financial Specialists LLC
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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