James Combs is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Cheshire, CT, with 5 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
680 South Main St, Ste 204, Cheshire, CT, 06410
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James works as a financial professional for Covenant Wealth Advisers, a DBA for investments, dedicating full-time hours to this role. This activity is investment-related.
Employment History
Current Registrations
Cetera Financial Specialists LLC
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations1 state
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