NB
CFA
NB
CFA

Nicholas Birger

6 Years of Experience
Colorado Springs, CO
1 DisclosureBroker

Nicholas Birger is a CFA-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Colorado Springs, CO, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Colorado Springs, CO

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History

Regulatory History (1)
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Customer Dispute
March 2022
Denied
Other Business Activities

Nicholas is the treasurer and a member of the Vestry and Endowment Committee for Chapel of Our Saviour Episcopal Church, dedicating minimal time to these roles. He is also a co-owner and financial advisor at Imperium Capital, LLC, dedicating about half of his time to this.

Employment History
Current Registrations
Raymond James Financial Services, INC.
July 2021 - Present · 5 yrs
Raymond James Financial Services, INC.Broker
July 2021 - Present · 5 yrs
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2020 - July 2021 · 1 yr 6 mos
State Registrations38 states
ALARAZCACOCTDCFLGAHIIDILINKSLAMAMDMEMIMOMTNCNDNHNJNMNVNYOHORPARISCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.