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Charles Bloom

Centaurus Financial, INC.
45 Years of Experience
Ashland, OR
3 DisclosuresBroker
View SEC Summary
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Charles Bloom is a registered investment advisor at Centaurus Financial, INC., based in Ashland, OR, with 45 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Ashland, OR

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1992
Settled
Customer Dispute
September 1991
Settled
Customer Dispute
May 1990
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is involved with Shoreline Summit Adventures as a travel agent and Santa Barbara Sailing Center as a sailing instructor, dedicating a few hours per week and about 10-20% of his time, respectively. He is also a registered principal with Shoreline Wealth & Investment Management, spending about a quarter of his time on this activity.

Employment History
Current Registrations
Centaurus Financial, INC.
August 2003 - Present · 23 yrs 2 mos
Centaurus Financial, INC.Broker
June 2003 - Present · 23 yrs 4 mos
Previous Registrations
Wm Financial Services, INC.Broker
February 2002 - June 2003 · 1 yr 4 mos
Santa Barbara Securities, INC.Broker
January 1994 - January 2002 · 8 yrs
Painewebber IncorporatedBroker
May 1990 - January 1994 · 3 yrs 8 mos
Shearson Lehman Hutton INC.Broker
April 1988 - June 1990 · 2 yrs 2 mos
E. F. Hutton & Company INCBroker
February 1985 - April 1988 · 3 yrs 2 mos
Dean Witter Reynolds INC.Broker
July 1983 - February 1985 · 1 yr 7 mos
E. F. Hutton & Company INCBroker
December 1980 - July 1983 · 2 yrs 7 mos
State Registrations3 states
CAKSOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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