Nicolas Rodriguez is a CFP, ChFC-designated registered investment advisor, based in Colorado Springs, CO, with 5 years of industry experience.
Location
660 Southpointe Ct, Colorado Springs, CO, 80906
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicolas is an insurance agent obtaining quotes and placing life, disability, or long-term care insurance for clients, dedicating a few hours per week. He also uses Rodriguez Wealth Management, LLC for his RJFS financial planning income and is an independent contractor for Sovereign Wealth Strategies Group, spending about half his time on each.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations35 states
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