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JW
CFP
JW
CFP

Joshua Wentz

LPL Financial LLC
6 Years of Experience
Cincinnati, OH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Joshua Wentz is a CFP-designated registered investment advisor at LPL Financial LLC, based in Cincinnati, OH, with 6 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

901 Adams Crossing Fl 1, Cincinnati, OH, 45202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joshua is an insurance agent for Avantax Insurance Agency/Services, selling approved insurance products, dedicating about 10% of his time. He also works full-time as a Wealth Management Assistant for Concentric Wealth Management, handling administrative tasks, client communication, planning, portfolio management, sales, and marketing.

Employment History
Current Registrations
LPL Financial LLC
June 2025 - Present · 1 yr 4 mos
LPL Financial LLC
June 2025 - Present · 1 yr 4 mos
LPL Financial LLCBroker
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Avantax Advisory Services
May 2023 - June 2025 · 2 yrs 1 mo
Avantax Investment Services, INC.Broker
April 2022 - June 2025 · 3 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
October 2020 - April 2022 · 1 yr 6 mos
W&s Brokerage Services, INC.Broker
January 2020 - October 2020 · 9 mos
State Registrations2 states
KYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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