Jonathan Stein
Jonathan Stein is a registered investment advisor at Kestra Advisory Services, LLC, based in Lucas, TX, with 45 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.
Fee Estimator
Location
Lucas, TX
Get directionsHistory
Regulatory History (2)
Regulatory
September 2000Regulatory
February 2000Other Business ActivitiesSells Insurance
Jonathan works as an IAR for Kestra Advisory Services, providing investment advisory services full-time. He also works as a financial advisor for Optima Wealth Management, Inc., providing financial advice using commissioned and fee-based accounts, also full-time, and this involves insurance.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Texas Securities, INC.Broker
Texas Independent Securities, INC.Broker
Southwest Securities, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Institutional Equity CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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