James Bergis
James Bergis is a registered investment advisor at Authentikos Wealth Advisory LLC, based in New Braunfels, TX, with 6 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 411 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Authentikos Wealth Advisory offers investment management services through two programs:
- Authentikos Managed Account: Fees are negotiated and will not exceed 2.5% annually.
- AE Wealth Model Portfolio Program: This is a wrap fee program where fees will not exceed 2.9% annually. This fee covers all transaction costs. A portion of the fee is shared with third-party investment advisors and service providers.
Fees are payable monthly, in arrears, based on the value of assets under management or the average daily balance, depending on the program chosen.
Location
New Braunfels, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent with Authentikos Financial & Insurance Services (previously Regent Financial & Insurance Services) since 2014, dedicating about half of his time. He also owns and operates Bergis Builds, a woodworking and metal fabrication business, since 2019, spending about a quarter of his time on it.
Employment History
Current Registrations
Authentikos Wealth Advisory LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.