Douglas Frank
Douglas Frank is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Westlake Village, CA, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 N Westlake Blvd, Suite 201 Floor 2, Westlake Village, CA, 91362
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2025Customer Dispute
June 2022Customer Dispute
June 2002Other Business Activities
Douglas owns Waypoint Private Wealth Management LLC, dedicating full-time hours to the firm. He also has 100% ownership in Shalimar LLC and Riette LLC, and owns rental properties with his spouse, spending minimal time on these activities. Douglas also has a California State Bar law license, but is not using it.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Ba Investment Services, INC.Broker
Gna Securities, INC.Broker
Prudential-Bache Securities INC.Broker
E. F. Hutton & Company INCBroker
Ids Life Insurance CompanyBroker
Ids Marketing CorporationBroker
Investors Diversified Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.