David Dupuis is a registered investment advisor at Silver Oak Securities, INC., based in Webster, NY, with 3 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
1630 Empire Blvd., Suite 100, Webster, NY, 14580
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David works as an administrative assistant for Bright Futures Wealth Management, LLC, dedicating nearly full-time hours. He is also a co-owner/financial professional at Equimark East, LLC, and an investment advisor at Bright Futures Wealth Management - CRD284920, spending about a quarter of his time on the latter. David is also employed by Cetera Advisors and Cetera Investment Advisers LLC as a Registered Representative and Investment Advisor Representative.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Bright Futures Wealth Management, LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
State Registrations1 state
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