JS
JS
John Sudduth
45 Years of Experience
Sugar Land, TX
1 DisclosureBroker
John Sudduth is a registered investment advisor at Raymond James & Associates, INC., based in Sugar Land, TX, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
Sugar Land, TX
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010Settled
Other Business Activities
John is the owner/proprietor of Comancheria Holdings LLC since 2012, dedicating minimal time to passive investing securities transactions. He is also the proprietor/owner of Blanco Canyon LLC since 2019, but spends no time on it.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
October 2005 - February 2013 · 7 yrs 4 mos
Morgan Keegan & Company, INC.Broker
October 2005 - February 2013 · 7 yrs 4 mos
Citigroup Global Markets INC.
July 1993 - October 2005 · 12 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - October 2005 · 12 yrs 3 mos
Lehman Brothers INC.Broker
March 1981 - July 1993 · 12 yrs 4 mos
State Registrations14 states
AKARCACOFLGALANCOKSCTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.