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Stephen Wilson
45 Years of Experience
Rochester, NY
1 DisclosureBroker
Stephen Wilson is a registered investment advisor at UBS Financial Services INC., based in Rochester, NY, with 45 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
400 Linden Oaks, Rochester, NY, 14625
Get directionsHistory
Regulatory History (1)
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Civil
July 1984Final
Employment History
Current Registrations
UBS Financial Services INC.
June 2009 - Present · 17 yrs 4 mos
UBS Financial Services INC.Broker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - March 2009 · 15 yrs 8 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
February 1987 - April 1988 · 1 yr 2 mos
Michael C. Talley & CO., INC.Broker
March 1984 - March 1987 · 3 yrs
First Jersey Securities, INC.Broker
March 1981 - March 1984 · 3 yrs
State Registrations39 states
AKALARAZCACOCTDEFLGAILINKSKYLAMAMDMEMIMNMONCNHNJNVNYOHOKPARISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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