Nicholas Fontaine is a registered investment advisor, based in Austin, TX, with 5 years of industry experience.
Location
6300 Bee Cave Road, Building One, Austin, TX, 78746
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dfa Securities LLCBroker
April 2022 - Present · 4 yrs 1 mo
Dimensional Fund Advisors LP
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Morgan Stanley
January 2021 - March 2022 · 1 yr 2 mos
Morgan StanleyBroker
October 2020 - March 2022 · 1 yr 5 mos
State Registrations7 states
ARKSLAMONEOKTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.