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Angel L Rosa Roig

5 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation Planning
Compensation
Fee-Only (AUM)
Firm Size
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$50K
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Location

208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Angel is a baseball player for Polluelos de Aibonito, dedicating a few hours per week to this activity. The compensation is per game payments, and it is not investment-related.

Employment History
Current Registrations
Popular Securities, LLC
August 2023 - Present · 2 yrs 6 mos
Popular Securities, LLCBroker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Equitable Advisors, LLCBroker
August 2020 - September 2021 · 1 yr 1 mo
State Registrations23 states
ALARAZCACTFLGAILMAMDMINCNJNMNYOHORPAPRSCTXVAVirgin Islands
AdvisorBrokerBoth
Exams
No exam information available for this advisor.