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David Dettloff

Moors & Cabot, INC
45 Years of Experience
Naples, FL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

David Dettloff is a registered investment advisor at Moors & Cabot, INC, based in Naples, FL, with 45 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 5,074 clients with $3.4B in assets under management.

Moors & Cabot, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
84 advisors
Number of Clients
5,074 clients
Average Client Portfolio
$678K average
Assets Under Management
$3.4B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.50%
$250K - $500K0.50%
$500K - $1000K0.50%
$1.0M - $3.0M0.50%
$3M+0.50%

Firm states minimum fee rate is 0.50% and maximum rate is 1.50% unless approved by senior management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

999 Vanderbilt Beach Road, Suite 102, Naples, FL, 34108

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004
Closed-No Action
Customer Dispute
October 1999
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Moors & Cabot, INC
November 2015 - Present · 10 yrs 11 mos
Moors & Cabot, INC.Broker
October 2015 - Present · 11 yrs
Previous Registrations
Robert W. Baird & CO. Incorporated
November 2009 - October 2015 · 5 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
October 2009 - October 2015 · 6 yrs
Morgan Keegan & Company, INC.
August 2006 - October 2009 · 3 yrs 2 mos
Morgan Keegan & Company, INC.Broker
July 2006 - October 2009 · 3 yrs 3 mos
Morgan Stanley
July 2004 - May 2006 · 1 yr 10 mos
Morgan Stanley Dw INC.Broker
July 2004 - May 2006 · 1 yr 10 mos
UBS Financial Services INC.
July 1992 - July 2004 · 12 yrs
UBS Financial Services INC.Broker
July 1992 - July 2004 · 12 yrs
Dean Witter Reynolds INC.Broker
March 1988 - July 1992 · 4 yrs 4 mos
Shearson Lehman Hutton INC.Broker
February 1988 - April 1988 · 2 mos
E. F. Hutton & Company INCBroker
April 1981 - February 1988 · 6 yrs 10 mos
State Registrations33 states
ALAZCACOCTFLGAIAIDILKYLAMAMDMEMIMOMTNCNJNMNYOHORPASCTNVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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