Phillip Flores is a registered investment advisor, based in Austin, TX, with 5 years of industry experience. Phillip is also registered as a broker, so some compensation may come from commissions on products sold.
Location
6500 River Place Blvd., Bldg. 1, Ste. 203, Austin, TX, 78730
Get directionsHistory
Regulatory History (1)
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Criminal
October 2016Final Disposition
Other Business ActivitiesSells Insurance
Phillip works as a financial advisor for Victory Financial Group, dedicating full-time hours to managing client relationships. He also provides insurance advice through Fixed Insurance and PKSF, spending about half his time on these activities.
Employment History
Current Registrations
Victory Financial
February 2024 - Present · 2 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Equitable Advisors, LLC
January 2023 - February 2024 · 1 yr 1 mo
Equitable Advisors, LLCBroker
November 2020 - February 2024 · 3 yrs 3 mos
State Registrations2 states
ILTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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