Seth Christian Hiemstra

Swan Global Investments, LLC

4 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Swan Global Investments, LLC

Compensation

Fee-Only (AUM)

Firm Size

19 advisors

Number of Clients

1,969 clients

Average Client Portfolio

$1.2M average

Assets Under Management

$2.4B

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

Location

Portland, MI

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Swan Global Investments, LLC

July 2023 - Present · 2 yrs 7 mos

Northern Lights Distributors, LLC

June 2023 - Present · 2 yrs 8 mos

Northern Lights Distributors, LLCBroker

June 2023 - Present · 2 yrs 8 mos

Previous Registrations

Centennial Securities Company INC

April 2021 - September 2022 · 1 yr 5 mos

Centennial Securities Company, INC.Broker

February 2021 - September 2022 · 1 yr 7 mos

State Registrations3 states

COMINE

AdvisorBrokerBoth

Exams

No exam information available for this advisor.