TK
TK
Theresa Kearns
4 Years of Experience
Chicago, IL
1 DisclosureBroker
Theresa Kearns is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 4 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
320 South Canal Street, Suite 2975, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2013Other Business Activities
Theresa works for GradImages, providing photography services, since May 2021. This takes about 10-20% of her time outside of business hours.
Employment History
Current Registrations
Wells Fargo Advisors
September 2024 - Present · 1 yr 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Morgan Stanley
July 2021 - September 2024 · 3 yrs 2 mos
Morgan StanleyBroker
March 2021 - September 2024 · 3 yrs 6 mos
State Registrations30 states
AZCACTDCDEFLIAIDILINKSLAMIMNMSMTNCNDNJNMNVNYOHPARISCTNTXUTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.