BS
BS

Blake Austin Soto

4 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)
Firm Size
137 advisors
Number of Clients
6,406 clients
Average Client Portfolio
$268K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$50K
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Location

5780 Fleet Street, Suite 250, Carlsbad, CA, 92008

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Navy Federal Investment Services, LLC
October 2025 - Present · 4 mos
Navy Federal Investment Services, LLC
October 2025 - Present · 4 mos
Navy Federal Investment Services, LLCBroker
October 2025 - Present · 4 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
May 2024 - August 2025 · 1 yr 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2024 - August 2025 · 1 yr 3 mos
Sprott Asset Management USA INC.
February 2022 - April 2024 · 2 yrs 2 mos
Sprott Global Resource Investments LTDBroker
June 2021 - April 2024 · 2 yrs 10 mos
State Registrations10 states
CACOFLGAHIMDNCTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Blake Austin Soto - Financial Advisor | TrueAdvisor