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Stanford Ricks

4 Years of Experience
Salt Lake City, UT

Stanford Ricks is a registered investment advisor at Sundance Bay, based in Salt Lake City, UT, with 4 years of industry experience. Stanford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Real Estate Investing. Their firm serves 8 clients with $2.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1240 East 2100 South, Suite 300, Salt Lake City, UT, 84106-2817

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stanford is involved in several real estate-related businesses, including managing and overseeing rental properties and industrial warehouse buildings. These activities require a few hours per week, typically outside of normal business hours.

Employment History
Current Registrations
Sundance Bay
May 2021 - Present · 5 yrs
State Registrations1 state
UT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.