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Amy Alba

4 Years of Experience
Orinda, CA
Broker

Amy Alba is a registered investment advisor at Penserra Global Investors LLC, based in Orinda, CA, with 4 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $96M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
Number of Clients
1 client
Average Client Portfolio
$96.2M average
Assets Under Management
$96.2M

Fee Structure

Minimum Investment:$10M
Investment management only (planning not offered)

Penserra Global Investors' fees for investment management are based on a percentage of the assets they manage. The specific percentage depends on the services provided, the client's investment objectives and strategy (such as global equity or fixed income), the size of the account, and the type of investment vehicle (separately managed account, etc.). Fees are negotiable based on account size.

For both International Small Cap Equity and International Large Cap Equity Strategies, the fee ranges from 0.50% to 1.00%.

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Location

4 Orinda Way, Suite 100-A, Orinda, CA, 94563

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Penserra Capital Management LLC
December 2022 - Present · 3 yrs 5 mos
Penserra Global Investors LLC
December 2022 - Present · 3 yrs 5 mos
Penserra Securities, LLCBroker
June 2021 - Present · 4 yrs 11 mos
State Registrations2 states
CANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Amy Alba - Financial Advisor | TrueAdvisor