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Howard Harrow

Morgan Stanley
45 Years of Experience
Garden City, NY
4 DisclosuresBroker
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Howard Harrow is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 45 years of industry experience. Howard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2014
Final
Customer Dispute
April 2012
Denied
Customer Dispute
August 2000
Settled
Customer Dispute
July 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Howard is an LLC member for real estate purposes since 2017, dedicating minimal time outside business hours. He also has rental property since 2022, requiring minimal time.

Employment History
Current Registrations
Morgan Stanley
March 2012 - Present · 14 yrs 7 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1983 - July 1993 · 10 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1981 - March 1983 · 1 yr 9 mos
State Registrations15 states
AZCACOCTDCFLGANCNJNYPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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