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Howard Harrow

44 Years of Experience
Garden City, NY
4 DisclosuresBroker

Howard Harrow is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History (4)
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Regulatory
February 2014
Final
Customer Dispute
April 2012
Denied
Customer Dispute
August 2000
Settled
Customer Dispute
July 2000
Settled
Other Business Activities

Howard is an LLC member for real estate purposes since 2017, dedicating minimal time outside business hours. He also has rental property since 2022, requiring minimal time.

Employment History
Current Registrations
Morgan Stanley
March 2012 - Present · 14 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1983 - July 1993 · 10 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1981 - March 1983 · 1 yr 9 mos
State Registrations15 states
AZCACOCTDCFLGANCNJNYPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.