Caroline Rodriguez is a registered investment advisor, based in Little Rock, AR, with 1 years of industry experience.
Location
10809 Executive Center Drive, Suite 319, Little Rock, AR, 72211
Get directionsHistory
Regulatory History (1)
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Financial
March 2021Final
Other Business Activities
Caroline is a property manager for Maison 226, a vacation rental in Hot Springs, AR, since 2022. She spends a few hours per week on this activity, including creating and scheduling Facebook posts.
Employment History
Current Registrations
Cetera Wealth Services, LLC
February 2026 - Present · 3 mos
Cetera Wealth Services, LLCBroker
February 2026 - Present · 3 mos
Cwm, LLC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Edward Jones
April 2024 - December 2024 · 8 mos
Edward JonesBroker
March 2024 - December 2024 · 9 mos
State Registrations2 states
ARTX
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.