CR
CR

Caroline Rodriguez

1 Year of Experience
Little Rock, AR
1 DisclosureBroker

Caroline Rodriguez is a registered investment advisor, based in Little Rock, AR, with 1 years of industry experience.

Location

10809 Executive Center Drive, Suite 319, Little Rock, AR, 72211

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History

Regulatory History (1)
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Financial
March 2021
Final
Other Business Activities

Caroline is a property manager for Maison 226, a vacation rental in Hot Springs, AR, since 2022. She spends a few hours per week on this activity, including creating and scheduling Facebook posts.

Employment History
Current Registrations
Cetera Wealth Services, LLC
February 2026 - Present · 3 mos
Cetera Wealth Services, LLCBroker
February 2026 - Present · 3 mos
Cwm, LLC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Edward Jones
April 2024 - December 2024 · 8 mos
Edward JonesBroker
March 2024 - December 2024 · 9 mos
State Registrations2 states
ARTX
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Caroline Rodriguez - Financial Advisor | TrueAdvisor