IA
IA

Iniko Awujo

5 Years of Experience
Denver, CO
4 DisclosuresBroker

Iniko Awujo is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Denver, CO, with 5 years of industry experience. Iniko is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1873 S Bellaire St, Ste 1600, Denver, CO, 80222

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2025
Final
Financial
February 2025
Final
Financial
October 2023
Final
Financial
April 2023
Final
Other Business Activities

Iniko works as an independent contractor and booth manager for Events by EMG, planning events. Iniko also performs comedy as a sole proprietor, dedicating minimal time to each activity.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2025 - Present · 1 yr
Northwestern Mutual Investment Services, LLC
October 2025 - Present · 1 yr
Northwestern Mutual Investment Services, LLCBroker
October 2025 - Present · 1 yr
Previous Registrations
Strategic Advisers LLC
March 2025 - August 2025 · 5 mos
Fidelity Personal and Workplace Advisors
August 2021 - March 2025 · 3 yrs 7 mos
Fidelity Brokerage Services LLCBroker
June 2021 - August 2025 · 4 yrs 2 mos
State Registrations10 states
AZCACOFLIAINLAMSNYOK
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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