LR
LR

Larry Root

44 Years of Experience
Little Rock, AR
1 DisclosureBroker

Larry Root is a registered investment advisor at Ameriprise Financial Services, LLC, based in Little Rock, AR, with 44 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

22 Rahling Circle, Little Rock, AR, 72223

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2000
Settled
Other Business Activities

Larry owns commercial real estate since 2002. He also has another business ownership, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 1992 - Present · 33 yrs 7 mos
Ameriprise Financial Services, LLCBroker
June 1981 - Present · 44 yrs 11 mos
Ameriprise Financial Services, LLC
June 1981 - Present · 44 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
June 1981 - July 2006 · 25 yrs 1 mo
Ids Financial Services INC.Broker
June 1981 - December 1986 · 5 yrs 6 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.