William Rownd
William Rownd is a registered investment advisor at Ameriprise Financial Services, LLC, based in Little Rock, AR, with 18 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
22 Rahling Circle, Little Rock, AR, 72223
Get directionsHistory
Regulatory History (1)
Criminal
February 2002Other Business Activities
William operates Rownd Asset Management and First Community Financial Services as DBAs for his LPL business, dedicating nearly full-time hours to these investment-related activities. He also owns Sowell, Rownd and Associates for tax/investment purposes, spending nearly full-time hours on this non-investment related entity.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Ffp Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.