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Timothy O'malley

LPL Financial LLC
45 Years of Experience
Peabody, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Timothy O'malley is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Peabody, MA, with 45 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Peabody, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Timothy sells non-variable insurance products since 1979. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
May 2021 - Present · 5 yrs 5 mos
LPL Financial LLCBroker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Voya Financial Advisors, INC.
November 2015 - May 2021 · 5 yrs 6 mos
Voya Financial Advisors, INC.Broker
October 2015 - May 2021 · 5 yrs 7 mos
Investors Capital Advisory
January 2005 - November 2015 · 10 yrs 10 mos
Eastern Point Advisors INC.
September 2003 - December 2004 · 1 yr 3 mos
Investors Capital CORP.Broker
November 2002 - November 2015 · 13 yrs
Empire Financial Group, INC.Broker
July 2001 - November 2002 · 1 yr 4 mos
Centennial Capital Management, INC.Broker
January 1998 - July 2001 · 3 yrs 6 mos
Princor Financial Services CorporationBroker
January 1996 - January 1998 · 2 yrs
Princor Financial Services CorporationBroker
February 1990 - December 1995 · 5 yrs 10 mos
New England SecuritiesBroker
June 1981 - December 1989 · 8 yrs 6 mos
State Registrations7 states
FLMAMENCNHOHOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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