Kevin Maxwell
Kevin Maxwell is a registered investment advisor at Esi Financial Advisors, based in Tavares, FL, with 3 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
Tavares, FL
Get directionsHistory
Regulatory History (3)
Financial
June 2024Financial
August 2023Financial
July 2023Other Business ActivitiesSells Insurance
Kevin works as a field agent for Knights of Columbus Insurance, selling life insurance, retirement annuities, long-term care insurance, and disability insurance. He dedicates significantly more than full-time hours to this business.
Employment History
Current Registrations
Esi Financial Advisors
Previous Registrations
Knights of Columbus Asset Advisors LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.