David Tsikman is a registered investment advisor at The Kocen Financial Group, INC., based in Rancho Mirage, CA, with 5 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, Insurance Planning, Investment Management, and 3 more. Their firm serves 222 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiated between 0.8% and 1% per year, with most accounts at 1%. Accounts over $2 million are subject to further negotiation. Alternative investments are charged at 1.5%.
Fee Estimator
Location
35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA, 92270-1767
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the managing member of DST Consulting, LLC, which provides bookkeeping and business management services. He spends about 10-20% of his time on this activity, primarily outside of regular securities trading hours.
Employment History
Current Registrations
The Kocen Financial Group, INC.
Previous Registrations
Financial Goal Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joel KocenThe Kocen Financial Group, INC.
- Bryan KocenThe Kocen Financial Group, INC.
- Ronald Bernstein, CFP, PFSPrism Planning Partners
- Andrew Fishman, CFPPrivate Client Services, LLC
- Howard Rubin, CFPCetera Investment Advisers LLC
- Christian Choi, CFPRelion Assets Management, LLC