Gustavo Chavez is a registered investment advisor at Alpha Capital LLC, based in Lubbock, TX, with 1 years of industry experience. Gustavo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 5 more. Their firm serves 130 clients with $68M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $35K | Included |
| $35K - $100K | 1.55% |
| $100K - $250K | 1.24% |
| $250K - $500K | 1.19% |
| $500K - $750K | 1.14% |
| $750K - $1.0M | 1.09% |
| $1.0M - $5.0M | 1.04% |
| $5.0M - $25.0M | 1.00% |
| $25M+ | 1.00% |
Accounts under $35,000 are assessed a flat annual fee of $500. Other asset classes have separate schedules: Fixed income accounts ($100K minimum) range from 0.99% down to 0.80%; Options strategy accounts ($100K minimum) range from 1.65% down to 1.35%. Fees for accounts exceeding $25,000,000 are individually negotiated.
Fee Estimator
Location
6213 98th Street, Lubbock, TX, 79424
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gustavo is an employee of Alpha Capital Strategies LLC, a DBA for his LPL business, which is investment-related. This activity takes up a full-time commitment.
Employment History
Current Registrations
Alpha Capital LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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