Ethan Giangreco
Ethan Giangreco is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Raleigh, NC, with 1 years of industry experience. Ethan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1201 Edwards Mill Rd, Ste 200, Raleigh, NC, 27607
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ethan is an active level 4 official for Chop USA Hockey since 2018, managing youth and adult hockey games, dedicating about 10-20% of his time. He also officiates ice hockey for the Charlotte Hockey Officiating Program, spending minimal time on this activity.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.