MA
CFA
MA
CFA

Michael Ashmore

2 Years of Experience
Southport, CT
Broker

Michael Ashmore is a CFA-designated registered investment advisor at Rondeivu Advisory, based in Southport, CT, with 2 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

354 Pequot Avenue, Southport, CT, 06890

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a voting member of the Board of Governors for the University of Waterloo since May 2019. He is also a member and chair of the Finance and Investment Committee, dedicating a few hours per week to these volunteer positions.

Employment History
Current Registrations
Rondeivu Advisory
August 2023 - Present · 2 yrs 9 mos
Rondeivu Securities, LLCBroker
April 2023 - Present · 3 yrs 1 mo
State Registrations6 states
CTFLILNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.