Alexander Maclean Lynch

Rockefeller Capital Management

3 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

Rockefeller Capital Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

876 advisors

Number of Clients

35,950 clients

Average Client Portfolio

$1.9M average

Assets Under Management

$70.0B

Fee Structure

Location

45 Rockefeller Plaza, Floor 5, New York, NY, 10111

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Rockefeller Capital Management

April 2023 - Present · 2 yrs 10 mos

Rockefeller Financial LLCBroker

April 2023 - Present · 2 yrs 10 mos

Previous Registrations

First Republic Investment Management, INC.

August 2022 - May 2023 · 9 mos

First Republic Securities Company, LLCBroker

June 2022 - May 2023 · 11 mos

State Registrations35 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.