Blake Leffingwell is a registered investment advisor, based in Austin, TX, with 4 years of industry experience. Blake is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5800 N Mopac, Austin, TX, 78731
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Frost Brokerage Services, INC.Broker
June 2024 - Present · 2 yrs 4 mos
Frost Investment Services
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Cetera Investment Advisers LLC
February 2024 - May 2024 · 3 mos
Cetera Advisor Networks LLCBroker
November 2023 - May 2024 · 6 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2022 - November 2023 · 1 yr 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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